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Company Name:
Advantage Capital Corp.

Problem Type:
Financial Institution
12b-1: NA%
OER: NA%


Date/Problem:
Publicity Source:
Status-Ongoing Resolution:
Fund Police Opinion:

6/8/2005
Involved in connection with receiving directed brokerage in exchange for preferential treatment from a number of mutual fund companies.
NASD - Press Room
Imposed fines of $450K.
HUGE conflicts of interest exist at many large brokerage firms. FP suggests you steer clear and seek advice from a FEE-ONLY planner. Visit www.napfa.com.





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