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SEC Still Working on Fund Proposals
Wall Street Journal, 11/08/04
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Wall Street’s ‘Conflict Reviews’: What’s the Next Step?
Wall Street Journal, 11/04/04
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Back Off! Businesses Go Toe-to-Toe With SEC
Wall Street Journal, 10/27/04
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NASD probing sales of realty investments
Investment News, 10/25/04
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No hard line on soft dollars
Investment News, 10/25/04
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SEC Proposal on Fund Fees May Be Halted
Wall Street Journal, 10/07/04
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Amid scandals, states demand more of college savings plans
Investment News, 9/20/04
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Shareholders may foot 12(b)-1 bill
Investment News, 9/20/04
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Stay Sought for Mutual-Fund Directors Role
Wall Street Journal, 9/21/04
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ICI Prez Says Current Challenges Not Easily Shaken
Money Management Executive, 9/20/04
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California Warns Investors About 12b-1 Fees
Money Management Executive, 9/17/04
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California Fund Pact Has Effect of New Disclosure Rules
Wall Street Journal, 9/16/04
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SEC Comes Down Hard on Soft Dollars
Money Management Executive, 9/09/04
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Shareholder Lawsuit Could Set 12b-1 Precedent
Money Management Executive, 9/03/04
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A year later, assessing the fund landscape
Investment News, 8/30/04
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Proposed rule changes on VA sales win few fans
Investment News, 8/30/04
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New SEC Rules Are Good News for Fund Investors
Morningstar, 8/20/04
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New pressures for fund industry
Star Tribune, 8/19/04
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